​​Individual Or Joint Account Opening

1. Cash Account Opening Form– Individual / Joint     |     Sample

2. Cash Client Agreement    |     Sample

4. Investor Information and Risk Profile Questionnaire (Individual)     |    Sample

5. Online Trading Services, Mobile Trading Platform and E statement Application/Cancellation Form    |     Sample

6. Common reporting standard-Self Certification Form (Individual)     |     Sample

7. W-8BEN Form (Individual)     |     Sample

8. External Witness Declaration     |     Sample

9. Professional Investor Assessment Form (Only applicable to Professional Investors defined in the Securities and Futures Ordinance)     |     Sample

Corporation/ Institution Account Opening

1a. INSTITUTIONAL CASH ACCOUNT OPENING FORM

1b. CORPORATE CASH ACCOUNT OPENING FORM

2. Cash Client Agreement

6. W-8BEN-E Form (Corporate)

7. W-8IMY Form (Financial Intermediaries)

8. Common reporting standard-Self Certification Form (Entity)

9. Self Certification Form (Controlling Person)

10. External Witness Declaration

11. Professional Investor Assessment Form

Others Form Download

1. Stock Settlement Instruction Form

2. Securities Withdrawal Instruction Form

3. Withdrawal Instruction Form

4. Fund Deposits Confirmation Form

5. Foreign Exchange Confirmation Form

6. Application Form of Request for Account Statement Duplicates/ Certificate of Balance

7. General Meeting Voting Form

8. Third Party Authorization to Operate Account

9. Renew Client Personal Profile Form

10. External Witness Declaration

11. Client Consent on Northbound China Stock Connect Orders (Investor Identification Model) and the Personal Information Collection Statement