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Brokerage fee |
0.25% of transaction amount (minimum Charge: HKD 100) | ||
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Trading charge and other charges (per transaction) |
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Transaction levy (SFC charge) |
0.0027% of transaction amount | ||
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Trading fee (HKEX charge) |
0.005% of transaction amount ( will be adjusted to 0.00565%, effective on 01 Jan 2023 ) |
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Stock settlement fee (CCASS) |
0.002% of transaction amount (minimum HKD 2, maximum HKD 100) | ||
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Stamp duty |
0.1% of transaction amount (rounded up to the nearest dollar) | ||
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FRC Transaction Levy |
0.00015% of transaction amount (rounded up to the nearest cent) | ||
| The followings are non-recurring charges for trading Hong Kong stocks | |||
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Scrip Handling and Settlement–related Service |
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Custodian fee |
Waived | ||
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Physical Share Certificate Deposit Fee |
HKD 50 per stock, plus transfer deed stamp duty: HKD 5 for each transfer deed Remarks: Deposited physical stock can be sold after 14 working days. |
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Handling charge for share certificate returned or rejected by registrar |
HK150 per stock | ||
| Securities physical withdrawal | 0.1% on gross value of eligible securities at previous trading day closing, minimum HKD100 + Stock settlement fee, HKD 3.5 per board lot |
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Stock Deposit - via Securities Settlement Instruction (SI) |
HKD 50 per stock | ||
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Stock Withdrawal - via Securities Settlement Instruction (SI) |
0.1% on gross value of eligible securities at previous trading day closing (minimum HKD 100) |
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Deposit / withdrawal - via Investor Settlement Instruction (ISI) |
HKD 5 per stock |
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Nominee Service and Corporation Actions |
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Shares consolidation/splitting |
Waived | ||
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Exercise of warrants, redemption of listed notes & bonds |
Waived | ||
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Exercise of privatization |
HKD100 per instruction, plus HKD 0.8 per actionable board lot (odd lots are charged as board lots) | ||
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Exercise of right subscription / stock warrants / securities / |
HKD100 per instruction, plus HKD 0.8 per actionable board lot (odd lots are charged as board lots) | ||
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Scrip fee–Share Registration and Transfer Fee |
HKD 2 per actionable board lot, or part thereof on net increase in balance in the stock since the date on which fee was last collected |
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| Collection of cash and scrip dividend |
0.5% of each cash amount of dividend (minimum charge HKD 50,maximum charge HKD 20,000), plus scrip fee |
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Bonus issues/right issues/warrant exercising etc. |
HKD 50 per instruction, plus share registrars charges | ||
| Compulsory share buy-back |
0.8% of transaction amount (minimum charge HKD 500 per transaction), plus 1. Compulsory share buy-back amount 2. CCASS default fee 3. Interest |
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Financing and other Services |
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Overdue interest of cash account |
Bank of China(HK) Bank prime rate + 5% per month | ||
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Client’s return cheque charge |
HKD 200 plus interest charge | ||
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Local bank transfer (CHATS) |
HKD 300 per item | ||
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Overseas telegraphic transfer (T.T) |
HKD 300 / USD 40 / RMB 300 / JPY 5,000 , plus correspondent bank charges |
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| Claim unclaimed dividends / bonus share / other interests |
0.25% of transaction amount, minimum charge HKD 500. plus CCASS handling fee |
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HK Stock | ||
| Handling fee |
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HKD 100 Subscription cut-off time: 3:00 pm on the trading day before the subscription cut-off date. |
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Brokerage fee |
0.2% of transaction amount (minimum charge: USD 20) Manual negotiation, starting from October 1,2019, if the transaction,price of US stocks is less than or equal to USD 5, the minimum charge shall be calculated for every 1,000 shares. Assuming that the trading commission is set to the minimum USD 20, if 3,388 shares with a transaction price of USD 3.5 per share are traded, the minimum charge is calculated as USD 80 ( =USD20*4000/1000 shares ) |
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Trading Fee |
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SEC fee |
0.00278% of sell transaction amount (minimum charge USD 0.01) | ||
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FINRA fee-TAF(Trading Action fee) |
*0.0166% of sell transaction shares (minimum charge USD 0.01, maximum charge USD 8.3） |
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Scrip Handling and Settlement–related Service |
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Custodian fee |
Waived | ||
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Stock deposit fee |
USD 50 per stock | ||
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Stock withdrawal fee |
USD 80 per stock | ||
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Nominee Services and Corporate Actions |
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American Depository Receipt (ADR) fee |
USD 0.01-0.05 per share per book close collected by the ADR issuers | ||
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Dividend tax |
30% of each dividend | ||
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Dividend collection fee |
3% of each dividend, (minimum charge USD 10, maximum charge USD 200) | ||
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Scrip in lieu of cash dividends |
USD 30 per board lot | ||
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Corporate actions |
USD 30 per actionable board lot, plus other relevant fee | ||
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Financing and other Services |
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Overdue Interest of cash account |
Bank of China(HK) Bank prime rate + 5% per month | ||
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Penalty on returned cheque |
USD 25, plus interest charge | ||
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Local bank transfer (CHATS) |
USD 40 per item | ||
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Overseas telegraphic transfer (T.T) |
HKD 300 / USD 40 / RMB 300 / JPY 5,000 per item, plus correspondent bank charges | ||
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Funds |
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Trading through hotline |
5% (negotiable) | ||
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Safe custody(base on average market value of fund per month) |
HKD 15,000,001 or above 0.15% annually HKD 5,000,001 – 15,000,000 0.25% annually HKD 5,000,000 or below 0.30% annually |
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Switching fee |
1% (within the same fund company) | ||
| Transfer fee | Transfer into LEADING , Waived Transfer out of LEADING . HKD 400 |
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Redemption fee |
Waived (Please refer to the respective prospectus of the fund) | ||
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Bonds |
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Subscription fee |
0.5% of transaction amount | ||
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Safe custody (Custodian fee) |
0.05% of nominal/notional of bond (annually), charged monthly | ||
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Exercise convertible bond |
HKD 500 / USD 65 / CNY 500 per transaction | ||
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Transfer in/out request |
HKD 300 / USD 40 / CNY 300 per transaction | ||
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Redemption at maturity |
HKD 300 / USD 40 / CNY 300 per transaction | ||
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Redemption before maturity |
HKD 1,200 / USD 160 / CNY 1,200 per transaction | ||
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Collection of interest |
0.5% of collected amount of interest，minimum charge HKD 50 / USD 7 / CNY 50 | ||
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Corporate actions |
HKD 300 / USD 40 / CNY 300 per transaction，plus other relevant fee | ||
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Cancellation of transaction fees (over-the-counter transactions) |
HKD 380 / USD 50 / CNY 380 per transaction，plus other relevant fee | ||
*LEADING Securities Company Limited
HK Stock, US Stock, Funds and Bonds:
- All fees and charges determined by local clearing center and authorities are subject to change without prior notice;
- The Company's service of manual orders is only available within office hours. Outside office hours, orders shall be placed through the Company's Internet/Mobile Stock Trading Systems.
- Only accept the currency corresponding to the market for trading and settlement. If necessary, foreign exchange instructions can be issued before 11:00 am working day, and the transaction can be carried out after the exchange is completed.
- Any additional charges or expenses incurred in the operation of your account will be deducted directly from your account.
- All exchange rates provided by LEADING Securities are references only. Real exchange rate is subject to the prevailing exchange rate when processing payment applications / transaction instructions / FX instructions.
- LEADING Securities Company Limited reserves the right to amend the above charges. Fees will be adjusted at any time without prior notice.
- Stock Market Transactions in OTC market is not accepted.
- IPO subscription is not accepted (except HK stocks)
For further information, please contact our agents or customer service hotline at +852 2510 5522.
|
Brokerage fee |
0.1% of transaction amount (min. RMB 5) | ||
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Trading Fee and Other Levies (calculated on a per trade basic) |
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Handling Fee |
0.00341% of transaction amount (Effective on 28 Aug 2023) | ||
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Securities Management Fee |
0.002% of transaction amount | ||
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Transfer Fee(ChinaClear's and CCASS) |
0.003% of transaction amount | ||
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Stamp Duty |
0.05% of transaction amount (Effective on 28 Aug 2023) | ||
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Portfolio Fee |
0.008% (Daily stock portfolio value x 0.008% / 365 Accrued daily and collected on a monthly basis) | ||
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Physical Scrip Handling (physical deposits and withdrawals of SSE and SZSE Securities into/from the CCASS Depository will not be available) |
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SI Instruction-Received |
RMB 50 per share | ||
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SI Instruction-Delivery |
HKD I - 0.002% on gross value of eligible securities at previous trading day closing
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Nominee Services and Corporate Actions |
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Dividend Tax |
10% of dividend amount | ||
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Collection of Cash Dividend / Scrip Dividend |
0.5% of dividend amount (min. RMB 30) | ||
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Collection of Bonus Shares |
RMB 30 per item | ||
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Other Services |
RMB 0.8 per board lot (odd lots treated as one board lot), plus handling fee RMB 100 per deed | ||
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Loan and Other Services |
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Overdue Settlement Interest |
Bank of China(HK) Bank prime rate + 8% per month | ||
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Cheque Return |
RMB 200, plus interest | ||
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Local Remittance (CHATS) |
RMB300 per deed | ||
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Overseas Remittance (T.T) |
HKD 300 / USD 40 / RMB 300 / JPY 5,000 per item, plus correspondent bank charges | ||
Notes:
- A share market does not accept day trade
- The Company's service of manual orders is only available within office hours. Outside office hours, orders shall be placed through the Company's Internet/Mobile Stock Trading Systems.
- Only Cash account is allowed to trade A Shares (Trading in RMB currency);
- The above fees are subject to change without notice;
- Any additional charges or expenses incurred in the operation of your account will be deducted directly from your account.
- Any exchange rate provided by the company is for reference only, the actual exchange rate is determined at the time when processing a payment request / transaction order / FX instructions.
- Do not accept over-the-counter transactions and new share subscription.
- Fees relevant to ChinaClear's / China Securities Regulatory Commission are subject to change without notice.
- LEADING Securities Company Ltd reserves the right to amend the above charges.
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Re-issue Monthly Statement |
HKD 20 / USD 3 / RMB 20 ( last 6 months) HKD 100 / USD 13 / RMB 100 (more than last 6 months ) |
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Stock Balance / Account Confirmation |
HKD 300 / USD 40 / RMB 300 | ||